| Guidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing for the Securities Market | Download |
| Nomination Guideline – Individual Investors (April 2025) | Download |
| Nomination Guideline – Stock Brokers (July 2024) | Download |
| CDS Guideline (October 2024) | Download |
| Non-Resident Individuals (FIs) (July 2023) | Download |
| Local Companies (LCs) (August 2023) | Download |
| Margin Providers (October – 2023) | Download |
| Identity Verification with the Department for Registration of Persons for the CDS Online Account Opening Process (DRP Guideline) – October 2023 | Download |
| Wealth Managers and Custodian Banks (October 2023) | Download |